The Natural Order and the Human Mind
By Stephen Pimentel
From the evolution of galaxies to the development of the
smallest flower, nature exhibits exquisitely intricate and
complex patterns of order. Throughout history, humanity has
been amazed and fascinated by these patterns. The progress
of science has only deepened our awareness of the order of
nature by extending our ability to observe natural phenomena
and systematically describe their elegant harmony. Many scientists
and philosophers of science see manifestations of purpose
in the natural order, beginning with the laws that govern
the smallest subatomic particles and reaching to the highest
forms of conscious life.
Although the topic of purpose in nature is now considered
controversial, such purpose was once widely recognized
and affirmed by the most sophisticated and critical thinkers.
The greatest of the Greek philosophers, from Plato and
Aristotle to Plotinus, considered the evidence of purpose
in nature to be compelling and clear. The Stoics, for example,
spoke of a logos or “reason” that embodied
order and purpose within the cosmos. In general, these
philosophers were willing to reason boldly from an observed
effect to an inferred cause, even when the cause hypothesized
was not itself observable.
Their confidence in such reasoning grew out of their strong
belief that nature is not only ordered, but that its order
is fundamentally intelligible, so that it can be effectively
understood by the human mind. The physical processes observed
in nature were believed to be not only consistent but ultimately
rational in character. Therefore, the human investigator,
employing rational tools such as mathematics, should be
able to uncover the secrets of these processes and allow
their inner workings to be clearly grasped. The pervasive
order and intelligibility of nature was further taken to
exhibit purpose at various levels. The entities observed
in nature act not only in a predictable and consistent
manner but so as to integrate harmoniously into a larger
whole.
However, since the Enlightenment, there has arisen a contrary
strand of thought that is deeply suspicious of the idea
of purpose. This philosophy, sometimes known as “positivism,” does
not deny the order of the physical universe, but simply
takes this order as a “brute fact” that stands
in no need of further explanation. The order of nature
may be rationally intelligible and explicable through the
tools of science and mathematics, but for the positivist
it makes no sense to ask “why” this is so.
According to this perspective, the universe “just
is” as we encounter it. The task of science is restricted
to producing ever more complete and precise descriptions
of empirical phenomena. However, inferences concerning
unobserved theoretical entities and questions pertaining
to “why” the world is as we observe it are
both dismissed as “unscientific.” Positivism
simply forbids one to ask why the laws of nature are those
that we discover rather than some others.
The Retreat of Positivism
Yet, the advances of physics in the past century have made
the stance of positivism increasingly difficult to maintain.
As physics has explored phenomena at ever smaller scales
of distance that are ever more difficult to detect, it
has moved further and further away from the everyday experience
of human beings. When working in regimes that cannot be
easily observed, physics becomes increasingly reliant upon
the human ability to reason from observed effects to unobserved
causes. Through such reasoning, theoretical entities characterized
by mathematical relations are often hypothesized to account
for observed effects, even though the entities themselves
have not been observed.
The early history of modern particle
physics offers dramatic examples of such reasoning. For
example, in 1930, Wolfgang
Pauli sought to explain an anomaly associated with “nuclear
beta decay” by postulating the existence of an undetected
particle. In 1933, Enrico Fermi wrote a paper concerning
the particle, which he called the neutrino, and submitted
the paper to the journal Nature. From one point of view,
Pauli and Fermi were reasoning straightforwardly from observed
effect to an undetected cause. Yet, this mode of inference
offended the canons of positivism, and so the editors of
Nature rejected Fermi’s paper as too speculative and
remote from reality. The neutrino remained unobserved until
1956, when it was detected using the Savannah River reactor.
Just as the restrictions of positivism
have proven untenable in regard to theoretical entities
such as subatomic particles,
so they appear questionable in regard to the discernment
of purpose. The stimulus for the consideration of purpose
lies in the nature of the scientific enterprise itself. Science
seeks to identify the laws by which the natural processes
of our universe evolve in time, and it is these very laws
that serve as the primary indicators of purpose. The laws
discovered by science have allowed the complex, multilayered
order found in the universe, ultimately including life itself,
to emerge over time from the relative homogeneity of the
universe’s early state. These laws thus manifest an
astounding creativity whose potential continues to unfold.
It is the very operation of these laws, and not their contravention
or even supplementation by any external force, that produces
the subtle and amazing order of nature. Moreover, the order
of our universe is closely calibrated to the particular laws
that produce it. Physical laws chosen at random would, in
an overwhelming majority of cases, lead to a universe completely
lacking in the kind of order we observe. It therefore strains
credibility to suggest that we ought simply to “take
for granted” either the laws or their marvelous outcome.
Order in Physical Laws
A fundamental example of order
in physical laws is found in the notion of symmetry. Symmetry
is an intuitive concept
familiar to us in the form of regular shapes, like that of
the snowflake. However, symmetry can also be precisely characterized
through the branch of mathematics known as group theory,
which allows us to describe types and degrees of symmetry.
A central discovery of modern physics has been the manner
in which various laws exhibit particular mathematical symmetries.
Furthermore, as physicists relate the various laws to each
other, a peculiar and important relationship emerges. As
we move to physical laws at “deeper” or more
fundamental levels of organization, we find higher degrees
of symmetry. The phenomena at more “shallow” or
easily observed levels of organization have lower degrees
of symmetry due to the relation of “spontaneous symmetry
breaking.” Yet, the higher degrees of symmetry found
at the deeper levels of organization, while exhibiting an
intricate order, are in no way logically necessary.
The pattern discovered in regard to symmetry holds true
of the order in nature more generally. As the sources of
order are analyzed in terms of physical laws at various levels
of organization, order is never seen to emerge from a lack
of order. Rather, the order at each observed level of organization
is found to unfold from a greater order at a deeper level.
Thus, the scientific process explains order by mathematically
relating it to a more profound order. The deepest levels
of order, such as those that may be revealed by a future
theory of quantum gravity, are the least readily observed.
As the scientific process advances, progressively greater
degrees of order are exposed. From the perspective of twenty-first
century physics, the universe appears far more intricately
ordered and profoundly rational than it did to Plato or Aristotle.
The Contingency of Physical Laws
What then is the significance of
this order? To explore further the implications of natural
order, we must begin
to confront the very questions that positivism forbids us
to ask. Why are the laws of physics what they are, rather
than otherwise? These laws are surely not logically necessary,
as are purely mathematical theorems. Even when physicists
eventually arrive at a fundamental physical theory, such
as a theory of quantum gravity, there is no reason to believe
that this theory will be logically necessary. In other words,
it will always be logically possible for the universe to
have been otherwise. Physical laws that are not logically
necessary may precisely describe order, but they do not “explain
away” that order in any way that would obviate the
question of purpose. Such laws possess no status that would
prevent us from asking questions about their further significance.
When such questions are squarely posed in regard to fundamental
laws, with their intricate harmony and elegance, purpose
seems to become manifested.
Moreover, the physical laws that
have already been discovered seem to be “fine-tuned’ to produce a universe
in a narrow regime that allows the emergence of novel structures
through a process of self-organization. This self-organization
is manifested first at the astrophysical level, in the structure
of stars and galaxies, before we even consider the emergence
of life. To permit such self-organization, the laws must
achieve a delicate balance between an utterly chaotic and
disorganized universe and one that is completely static and
uninteresting. The fine-tuning of our physical laws to produce
such an order weighs heavily against the credibility of treating
those laws as “brute facts.” Rather, the fact
that our universe appears to lie so perfectly in the favored
range seems indicative of purpose.
The advocates of positivism sometimes
object that the notion of purpose adds no “empirical content” to
the known physical laws. However, this objection misconstrues
the idea of purpose, treating it as if it were an extra force
above and beyond those already accounted for. Purpose is
not supposed to have empirical content apart from the physical
laws in which it is manifest. On the contrary, it is the
empirical content of the laws themselves that persuasively
leads us to posit purpose.
Although the idea of purpose may
not alter the empirical content of physical laws, it can
nevertheless greatly affect
our understanding of the significance of life and its relation
to the rest of nature. While we might not be able to deduce
an “ultimate” purpose for the universe from the
evidence of nature alone, there is no reason for skepticism
about obtaining at least partial knowledge of this kind.
One candidate for a purpose of the natural order would seem
to lie in the emergence of life itself.
Purpose and the Emergence of Life
There is no evidence that life
arose in contravention of any physical law. Indeed, the
astounding emergence of life
entirely in accordance with natural processes reveals the
special character of those processes. One might imagine that
the emergence of life was a kind of freak accident, an enormously
improbable event that somehow nevertheless occurred. Analysis
of the essential physical and chemical processes suggests
that such is not the case. Rather, the emergence of life
toward the end of nature’s long process of self-organization
appears to be sufficiently probable to consider it part of
the universe’s purpose.
We can initially consider the laws
of physics themselves. According to the so-called “anthropic principles,” the
very possibility of life is highly dependent on the exact
value of the constants that govern the fundamental forces
of nature. If the values of the constants were to differ
by even a few percent, life as we know it could not exist.
This sensitivity of the constants can be interpreted as a
sort of “fine-tuning” in support of life even
at the level of fundamental physics.
Consideration of organic chemistry points in the same direction.
When we examine the distribution throughout the universe
of the carbon-based compounds that form the basic constituents
of life, they are found to be sufficiently plentiful and
widespread for life to arise in many places. While this
fact does not show that life must arise or explain how
it arose, it does at least establish that the basic conditions
needed for life are not rare. One fascinating scientific
study that could significantly help to determine life’s
frequency of occurrence is the Search for Extra-Terrestrial
Intelligence (SETI) project. If life, and indeed intelligent
life, were to be found elsewhere in the universe, it would
provide evidence of the propensity of the natural order
to give rise to life and thus reinforce the hypothesis
of life as one purpose of that order. Hence, those who
are interested in the hypothesis of natural purpose ought
to give SETI their enthusiastic support.
Moving from organic chemistry to the next higher level,
we come to biology proper. An important new perspective
comes from viewing biology in the light of modern computational
science, including the branch known as information theory.
The cell, whether that of a single-cell or multiple-cell
organism, can best be understood as a highly sophisticated
system that carries out a variety of information processing
tasks.
Moreover, there is a precise sense
in which the cell can be considered to act as a “digital” rather than
an “analog” computer. Analog computers are hard-wired
to perform some particular task through the physical design
of their hardware. They have no separate software to speak
of. Digital computers, on the other hand, have separate hardware
and software layers. Rather than carry out a particular task,
the hardware layer is designed for the more general activity
of processing information that is symbolically encoded. This
more sophisticated arrangement allows for the tasks carried
out by the system to be controlled by the software layer,
rather than hard-wired into the system’s physical structure.
In other words, the digital computer is essentially a processor
of information.
In artificial digital computers,
the software and data are ultimately represented in the
form of binary digits. Viewing
the cell as a kind of natural digital computer, its software
is encoded in its genes. Although the genes clearly depend
on the underlying biochemistry of the cell for their “instructions” to
be properly “executed,” the information that
they encode is logically distinct from that biochemistry.
The independence of the genetic “software” from
its biochemical “hardware” is perhaps best illustrated
by the process of cell division, in which the software causes
a whole new hardware unit to be replicated for itself.
The genetic encoding of such complex information poses
a major challenge to the study of the origin of life. Not
only do genes encode a high degree of information from
the perspective of information theory, but this information
must be very specific in order to carry out the proper
biological functions. A central question for scientific
investigation is to understand better the processes that
lead to such specific structures that bear a high degree
of information.
One promising approach to this
problem comes from the computational study of “genetic algorithms,” which are computational
methods that incorporate the concept of natural selection.
Genetic algorithms show that natural selection acts as a
search method through a “space” of possible configurations.
As a result, natural selection performs a kind of “information
concentration” that allows a system locally to increase
its information content by drawing energy from its global
environment. In man-made genetic algorithms, the human designer
supplies the “fitness function” by which potential
solutions are evaluated. In contrast, the fitness function
for organic systems is determined by the working of natural
laws. The exact manner in which this determination takes
place at various levels of organization remains a major question
for investigation. This question is particularly difficult
at levels below that of RNA. Discovering the processes by
which amino acids came to be assembled into RNA may require
a better understanding of the informational content of physical
systems, perhaps even one that takes into account the informational
effects of quantum mechanics.
Conclusion: Rationality and Purpose
Whatever the details of the processes by which life emerged,
and whatever forms of information processing they may have
involved, we may be certain that these processes did, in
fact, give rise to myriad forms of life in our world. Even
more remarkably, they have resulted in rational beings capable
of reflection upon that very world. Humanity systematically
probes the natural order to determine the laws by which that
order operate and perhaps discover its purpose. It is surely
a profound attribute of nature that its laws support a self-organizing
development that eventually produced rational beings who
turn their attention to the natural order and all that flows
from it. This attribute of nature suggests that rational
beings are themselves part of the purpose of the universe
and, conversely, that part of the purpose of rational beings
is to understand the workings of the universe. These twin
purposes are mutually reflective, and their multifaceted
interplay is a fascinating topic for study. If humanity finds
its own purpose, in part, in seeking the purpose of the surrounding
world, then we would expect science to play an integral part
in the life of humanity, contributing deeply to the fulfilment
of human purpose. Human beings are able to employ their rational
powers to model the very processes that brought humanity
about.
This perspective on the respective purposes of the universe
and humanity also has strong implications for human culture.
We have a pressing need in our day for a cultural outlook
that both gives us a sense of purpose at a personal level
and is fully integrated with our advancing scientific knowledge
of nature. Too often, thinkers have attempted to secure
a sense of purpose by supplementing nature with a “God
of the gaps,” who is supposed to fill in where our
scientific explanations are lacking. Philosophers and theologians
could more fruitfully contribute to the search for purpose
by taking the astounding powers of nature itself as their
starting point for further reflection.
The pursuit of an integrated vision of human and natural
purpose constitutes a genuinely noble vocation or calling
that sets before us a profound task and offers a wonderful
fulfilment. To achieve this vision, we must begin by studying
the evidence of purpose in nature using the most sophisticated
tools and techniques of science. We will also require the
best efforts of philosophers and theologians to integrate
this evidence into patterns meaningful for our lives and
interpret its significance for purpose in humanity. Those
who dedicate their lives to the pursuit of this vision
will prove to be exemplars of the purpose-driven life.
Copyright © 2004 Stephen Pimentel
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